-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtfgcpESqtuJdeyhDRiampSk4/VCbj9d+NGuZ9d1U5mwCZKjvCV6z2iu5Wu3dqz3 ty0szduWuEi/9zrVJ/9+vA== 0000950123-99-001687.txt : 19990301 0000950123-99-001687.hdr.sgml : 19990301 ACCESSION NUMBER: 0000950123-99-001687 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990226 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA 1 BIOMEDICALS INC CENTRAL INDEX KEY: 0000707511 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 521253406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-37837 FILM NUMBER: 99552523 BUSINESS ADDRESS: STREET 1: POST OFFICE BOX 34598 CITY: WEST BETHESDA STATE: MD ZIP: 20827-0598 BUSINESS PHONE: 2025644400 MAIL ADDRESS: STREET 1: POST OFFICE BOX 34598 CITY: WEST BETHESDA STATE: MD ZIP: 20827-0598 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAMET ROGER H CENTRAL INDEX KEY: 0001035990 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 254 EAST 68TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2124722127 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) ALPHA 1 BIOMEDICALS, INC. ------------------------- (Name of Issuer) COMMON STOCK, $0.001 par value ------------------------------ (Title of Class of Securities) 020910 10 5 ----------- (CUSIP Number) Roger H. Samet 254 East 68th Street, #29B New York, NY 10021 212-472-2127 -------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 9, 1998 ------------------------------------ (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. -1- 2 CUSIP No. 020910 10 5 1) Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons Roger H. Samet ---------------------------------------------------------- ---------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Groups (See Instructions) (a) ------------------------------------------------------ (b) ------------------------------------------------------ 3) SEC Use Only --------------------------------------------- ---------------------------------------------------------- 4) Source of Funds (See Instructions) PF ----------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) Not Applicable ---------------------------- 6) Citizenship or Place of Organization United States ---------------------- Number of Shares 7) Sole voting Power 997,050 ---------------- Beneficially Owned 8) Shared Voting Power -0- -------------- by Each Reporting 9) Sole Dispositive Power 997,050 ----------- Person with 10) Shared Dispositive Power -0- --------- 11) Aggregate Amount Beneficially Owner by Each Reporting Person 997,050 -------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) --------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.1% --------- 14) Type of Reporting Person (See Instructions) IN --------------- -2- 3 Item 3. Source and Amount of Funds or Other Considerations. The amount of funds used to purchase the shares of Common Stock and the Class D Warrant to which this statement relates was $70,500. The source of the funds was from Mr. Samet's personal funds. Item 4. Purpose of Transaction. All 705,000 shares of Alpha 1 Common Stock owned by Mr. Samet are held for investment purposes. Mr. Samet may acquire up to 292,050 additional shares of Alpha 1 Common Stock upon exercise of the Class D Warrant. Item 5. Interest in Securities of the Issuer. (a) Mr. Samet is the beneficial owner of 997,050 shares of Common Stock of Alpha 1, consisting of 705,000 shares of Common Stock plus the right to acquire 292,050 shares of Common Stock upon exercise of his Class D Warrant. Such number of shares constitutes approximately 8.1% of the outstanding shares of Common Stock (11,977,429 shares of Common Stock reported outstanding at June 30, 1998 by Alpha 1 in its Form 10-Q dated June 30, 1998, plus 292,050 shares of Common Stock subject to Mr. Samet's Class D Warrant). (c) Mr. Samet sold 35,000 shares of Alpha 1 Common Stock on December 8, 1998 for $323.25 and 100,000 shares of Alpha 1 Common Stock on December 9, 1998 for $750.47. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 24, 1999 /s/ Roger H. Samet - ----------------- ------------------ (Date) Roger H. Samet -3- -----END PRIVACY-ENHANCED MESSAGE-----